Committee Membership Details for the Year 2020
Professional Conduct Committee

No. Committee Member Title  
1. Mr. Roy LEUNG Chairman Attendance record
2. Ms. TANG, Hoi Lin, Helen Deputy Chairman Attendance record
3. Mr. WEATHERSEED, Stephen Peter Stuart Deputy Chairman Attendance record
4. Mr. Alan AU Member Attendance record
5. Miss CHAN, Ka Wai Member Attendance record
6. Mr. CHENG, Kwok Kin, Paul Member Attendance record
7. Mr. CHOI, Tze Kit, Sammy Member Attendance record
8. Mr. HO, Kwok Leung, Glen Member Attendance record
9. Mr. LAI, Wan Fung, Jacky Member Attendance record
10. Mr. LAM Chi Yuen, Nelson Member Attendance record
11. Mr. LAW, Cheuk Kin, Stephen Member Attendance record
12. Miss Rosalind Suk Yee LEE Member Attendance record
13. Mr. STEVENSON, James Gary Member Attendance record
14. Mr. TONG, Piu Member Attendance record
15. Mr. TSUI, Hon Man Member Attendance record
16. Mr. WONG, Hung Nam Member Attendance record
17. Miss WONG, Sze Wai, Basilia Member Attendance record
18. Ms. YAM, Hoi Yin, Cecilia Member Attendance record
19. Mr. YUEN, Siu Bun, Edward Member Attendance record

Hong Kong Institute of Certified Public Accountants
Professional Conduct Committee (PCC)
1.       To receive and consider periodic status reports from the Compliance Department in respect of all complaint cases1 handled.
2.       To meet regularly to review and consider reports by case officers and to: 

(a)        Dismiss complaints not pursuable because (i) there is insufficient evidence to show a prima facie case or a reasonable suspicion of an alleged offence; or (ii) the matter is outside the Institute’s jurisdiction; and, where appropriate, issue advisory letters;
(b)         Adjudicate minor complaints and issue formal letters of disapproval (Disapproval Letters) which shall include, where appropriate, directions for required corrective actions;
(c)         Direct any other course of action in relation to dismissed or minor complaints as the Committee may think fit; and
(d)        Refer more serious complaints to the Registrar for consideration by the Council with a recommendation to refer the matter to either the Disciplinary Panels or the Investigation Panels and, if appropriate, to conclude the matter by an alternative resolution which shall include sanctions and other actions, as deemed necessary.
The Committee may request information and explanations relating to any complaint from any party, where necessary.
3.        To inform all parties to a complaint as to the dismissal or adjudication of the complaint by the Committee and as to the avenue and time allowed for lodging an appeal on the Committee’s decision.
4.       To conduct regular reviews on the adequacy and appropriateness of the Institute’s internal procedures for handling complaints, and assist in the development of operational manuals and guidelines governing the Institute’s regulatory functions in relation to handling of complaints.

Date: February 2014 

1 “Complaints” are allegations of improper conduct falling within one of the heads in Section 34(1)(a) of the Professional Accountants Ordinance and may arise from matters brought to the attention of the Institute by external parties or matters which originate within the Institute.