HONG KONG INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS
Committee Membership Details for the Year 2020
Regulatory Oversight Board

No. Committee Member Title  
1. Ms. Susie HO Shuk Yee Chairman Attendance record
2. Dr. AU King Lun Member Attendance record
3. Mr. CHAN, Kam Wing, Clement Member Attendance record
4. Miss CHAN, Mei Bo, Mabel Member Attendance record
5. Ms. Ada CHUNG Member Attendance record
6. Mr. HO, Chiu Ping, Dennis Member Attendance record
7. Ms. HUI, Grace Member Attendance record
8. Mr. POGSON, Timothy Keith Member Attendance record
9. Mr. SUN, Tak Kei, David Member Attendance record
10. Mr. YIH, Lai Tak, Dieter, JP Member Attendance record


HONG KONG INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS

REGULATORY OVERSIGHT BOARD

 

Terms of Reference 

  

 

  

The role of the Regulatory Oversight Board (ROB) is to ensure that monitoring and regulation of the professional conduct of the Institute's members and member practices is being carried out in accordance with strategies and policies determined by Council and in the public interest, to ensure that the Institute’s regulatory regime commands public trust and confidence.

  To carry out its responsibilities the ROB will undertake the following functions:

  1. Oversee, on behalf of Council, the performance and operations of the Quality Assurance, Compliance and Legal Departments and the Practice Review and Professional Conduct Committees;
  2. Receive and consider periodic reports on the performance and outcomes of regulatory activities undertaken by the Departments and Committees including those that require conclusion by independent disciplinary and investigation committees; and
  3. Provide its views and advice to Council on the Institute’s policies, priorities and resource allocations in respect of monitoring and regulation of the professional conduct of its members and member practices and the outcomes of those activities.
     
     

     

     

     

     

     

     

     

     

                                                                                                                                                                                               Revised April 2019